Author Archives: Ann Rutledge

Which Direction for Banking Reform?

Naked Capitalism’s Yves Smith makes a compelling case for the need for structural reform. She is spot-on about the significance of disintermediation for the banking industry and the need to decouple risk. Her lament—”I see perilous little grappling with the problem that [Bank of England’s Mervyn] King flagged, that of industry structure”—really resonates with me.
I believe […]

Posted in banking reform, structured finance, subprime mortgage crisis | Leave a comment

Capital, Not Toasters, Dr. Krugman

It wasn’t Dr. Krugman’s hate-mail treatment of securitization that made my brain go tilt.
(I say this even though we concur with Barry Ritholz’s reasoning in his blog article, “Paul Krugman is Wrong About Securitization.” )
What really got to me was the reference to toaster giveaways.
Toasters! Sylvain paid $5 for ours — used — twenty years […]

Posted in bailout, structured finance | Leave a comment

Introducing The Spectrum’s New Guest Blogger, Al Martinez

September 30, 2005, my birthday night. I was in London, teaching securitization, missing Sylvain, browsing the news on the internet…
Geena Davis assumed office as president of the United States Tuesday, and that’s all right with me. I’ve had it with testosterone-fueled leaders who know how to pull a trigger or drop a bomb but are […]

Posted in Uncategorized | 1 Comment

Why DIPs Can’t Afford to Take a Bath on Company Risk

An article by Anousha Sakoui and Nicole Bullock in Financial Times entitled “Liquidation risk grows as DIP finance dries up” is one more piece of evidence that hybrid systems don’t work.
I’m referring here to the two corporate bankruptcy systems the U.S. has put in place: one designed to help companies get back on their feet […]

Posted in bailout, mismanagement, structured securities | Leave a comment

Dangerous Myths about SROs — Part 1

In her article on the RGE Monitor Web site, R&R’s Ann Rutledge discusses two myths that she sees offered as fact in a recent position paper by the Financial Economists Roundtable, “Reforming the Role of the Statistical Ratings Organizations in the Securitization Process.”
Myth 1: The notion that SROs ever evaluated collateral. “Even the SROs […]

Posted in Ann Rutledge, Rating Agencies, structured securities | Leave a comment

Rethinking Our Inheritance

Recently the Financial Economists Roundtable (FER) posted a summary of their thinking in July 2008 on Reforming the Role of Statistical Rating Organizations [SROs] in the Securitization Process. The FER is a group of senior financial economists who advance the study of finance and frame current policy debates. I read their statement in […]

Posted in Rating Agencies, structured securities | Leave a comment

Fair Market Value and the Question of Symmetry

The concept of fair market value is as old as the 1587 edition of Blacks Law Dictionary. It is exactly the same in the Merriam-Webster dictionary (1901):…A price at which buyers and sellers with a reasonable knowledge of pertinent facts and not acting under any compulsion are willing to do business.
Fair enough, but surely not a […]

Posted in subprime mortgage crisis | Leave a comment

Time to Start Focusing on Value

It is now clear that for years we have been putting our money where our mouth isn’t.
Non-recourse, off-balance sheet finance, a.k.a. securitization/structured finance, is about the value of a pool of loans where the risks are redistributed inside a structure. What are the loans worth? And what are securities worth that are backed by an undivided […]

Posted in bailout, structured finance, subprime mortgage crisis | Leave a comment

Reflecting on basic principles in a time of turmoil…

I am reminded of the first paragraph in the CFA manual under the header, Ethics in the Investment Profession—
Ethical practices by investment professionals benefit all market participants and stakeholders, and lead to increased investor confidence in global capital markets. Clients are reassured that the investment professionals they hire have the clients’ best interest in mind […]

Posted in subprime mortgage crisis | Leave a comment

The Market: Cornerstone or Stumbling Block?

There are markets, and there is the Market. Markets are networks of people who come together to exchange one thing for another. The Market is the cornerstone of a belief system whose biggest proponent has been the University of Chicago. Chicago: Hog Butcher for the World, according to Carl Sandburg in 1912, whose economy was […]

Posted in Curmudgeon, LIBOR, Rating Agencies | 2 Comments
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